Chapman Tripp


Chapman Tripp


Roger Wallis

Roger Wallis

Partner

M:+64 27 478 3192
T:+64 9 357 9077
E:roger.wallis@chapmantripp.com
F:+64 9 357 9099
Location:Auckland
SAVE VCARD
Qualifications:
BCom, LLB (Hons), University of Auckland
Admitted:
1993, New Zealand

Services

Corporate & commercialDebt capital marketsEquity capital marketsFinancial services regulation International trade & investmentMergers & acquisitionsPrimary industriesPrivate equityRestructuring & insolvency

Roger Wallis is a partner focusing on corporate and securities law.

Roger advises on business reorganisations, public offers, corporate takeovers, mergers & acquisitions, joint ventures and shareholder agreements, regulatory compliance and general corporate law issues. 

Roger is a member of the Listed Companies Association executive and the New Zealand Institute of Directors. He is the former Chairman of the NZX Legal and Advisory board and is listed as a recommended lawyer in corporate and mergers & acquisitions by PLC Which Lawyer? He is also a member of Chapman Tripp's Board.


Recent experience

Roger has advised:

  • Dorchester Pacific on the underwritten entitlement offer for its recapitalisation in conjunction with its plan to end a moratorium
  • various market participants on NZX’s proposed derivative market
  • the directors of Norfolk Investments in relation to two proposed full takeover offers by NZX listed Wakefield Health
  • Australasian body, bath and home fragrance provider Ecoya on its $10 million IPO and NZSX listing with $43 million initial market capitalisation
  • First NZ Capital and Credit Suisse (Australia) as underwriters of Auckland International Airports’ $126 million accelerated renounceable entitlement issue
  • SKYCITY Entertainment Group on the $62 million sale of its New Zealand and Fijian cinema interests to ASX listed Amalgamated Holdings
  • Hanover Finance and United finance on the $396.2 million sale of its finance assets to NZX listed Allied Farmers and restructuring of its debenture obligations for listed scrip
  • Peter Hutson and associates on the $157.8 million sale of Bay Audiology Limited to National Hearing Care, and 
  • finance company moratoria for Hanover Finance and its related companies ($554 million), North South Finance ($103 million), OPI Pacific Finance ($313 million), Boston Finance ($41 million), and Beneficial Finance ($24 million).
     

Related publications

Directors’ duties – how much stick is too much stick?

9 August 2010

The Feltex decision – and its import for other directors

6 August 2010

Shakeup for collective investment schemes in Securities Law Review

4 August 2010

Chapman Tripp submission on the draft Code of Professional Conduct for Authorised Financial Advisers

23 July 2010

The whites of its eyes – more detail on the proposed FMA

22 July 2010

Thunk! MED releases 200 page review of securities law

2 July 2010

Financial services repair bill through, so how’s the patient?

29 June 2010

A lot on the line for directors in Nuplex case

8 June 2010

Much to absorb in Power’s speech to INFINZ awards

29 April 2010

Financial Adviser Bill still in need of repair

7 April 2010

Draft code of conduct for AFAs released

1 April 2010

Feedback sought on new broking services regime

25 March 2010

Govt provides more detail on how financial services regime will work

4 March 2010

User friendly summary of the CMD Taskforce recommendations

22 February 2010

Capital Market Development Taskforce recommendations

17 December 2009

Once more into the breach

26 November 2009

A navigational guide to the new Securities Regulations

28 August 2009

Once more into the breach

26 August 2009

New NZX rules on raising capital also raise risk

6 April 2009

Submissions called on Securities Disclosure Bill

6 March 2009

Trans-Tasman capital raising made easier

13 June 2008

Securities trading law reform has (finally) arrived

1 March 2008

Financial reporting reform

30 June 2006

Share purchase plans (SPP)

21 June 2006

The increasing peculiarity of private placements: recent amendments to the Securities Act

13 August 2004

The Takeovers Code has significant implications for all investors

31 October 2000

Related news & events

Insolvency and Directors' liability - are we moving more towards Australia?

Auckland 14 September, Wellington 15 September

Feltex decision will provide some comfort to directors

2 August 2010

Feltex Five verdict will give other company directors comfort - Roger Wallis

2 August 2010

Radical overhaul of securities law proposed

24 June 2010

Former ministers could face five years in jail

19 April 2010

Securities Commission announces two separate cases on the same day

15 April 2010

Chapman Tripp on capital markets reform agenda

18 February 2010

Moratorium changes explained

17 December 2009

Cameron Taskforce report encouraging - Chapman Tripp

16 December 2009

VIDEO: Roger Wallis welcomes Commerce Select Committee inquiry into finance company failures

24 August 2009

Committee inquiry welcomed – Chapman Tripp

20 August 2009

Chapman Tripp advises The Hyperfactory on the sale of a 19.9% stake to leading American media company

24 July 2009

Securities Disclosure Bill still a significant opportunity missed

1 May 2009

New NZX listing rules - more relaxed or too relaxed

14 April 2009

Chapman Tripp welcomes Capital Market Development Taskforce cut through

28 November 2008

Chapman Tripp works with Provenco Group on merger with Cadmus Technology to create ProvencoCadmus

19 May 2008