Publications

 

 

FMA: full pedal ahead, and a bit of tacking78519/02/2017 11:00:00 a.m.The Financial Markets Authority has refreshed its foundation Strategic Risk Outlook (SRO), published in 2015. It plans to steam ahead on its current course, with some slight repositioning to deal with emerging risks.20/02/2017 9:47:45 p.m.The Financial Markets Authority has refreshed its foundation Strategic Risk Outlook (SRO), published in 2015 It plans to steam ahead on its current course, with some slight htmlFalseaspx
New financial advisers and service providers' regime - consultation documents released343016/02/2017 11:00:00 a.m.More detail on the new regime for financial advisers and service providers is now available, with today’s publication of the exposure draft of the Financial Services Legislation Amendment Bill and a consultation document by the Ministry of Business, Innovation and Employment (MBIE). 20/02/2017 9:47:45 p.m.More detail on the new regime for financial advisers and service providers is now available, with today's publication of the exposure draft of the Financial Services Legislation 135htmlFalseaspx
New Zealand Equity Capital Markets - trends and insights339815/02/2017 11:00:00 a.m.​Chapman Tripp’s “Equity Capital Markets – trends and insights report” for 2017 has a subdued outlook for NZ's capital markets, with an anticipated drop in the number of NZX Main Board issuers - as experienced in 2016.20/02/2017 9:47:45 p.m.The drop in the number of NZX Main Board issuers experienced in 2016 seems likely to continue in 2017, says Chapman Tripp Partner Rachel Dunne in the firm's annual Equity Capital 199htmlFalseaspx
FMA releases final conduct guide34727/02/2017 11:00:00 a.m.A Guide to the FMA’s view of Conduct identifies a set of customer-focused expectations which leaders of licensed financial service providers should reflect in their governance and compliance processes and behaviour. 20/02/2017 9:47:45 p.m.A Guide to the FMA's view of Conduct (the Guide) identifies a set of customer-focused expectations which leaders of licensed financial service providers should reflect in their 440htmlFalseaspx
Practice (notes) make perfect277325/01/2017 11:00:00 a.m.NZX Regulation has published five "practice notes" to provide user-friendly advice on common questions raised by issuers and their advisors.20/02/2017 9:47:45 p.m.NZX Regulation has today published five "practice notes" to provide user-friendly advice on common questions raised by issuers and their advisors The short notes are designed to 377htmlFalseaspx
Chapman Tripp submission on exposure draft of Trusts Bill189423/01/2017 11:00:00 a.m.The Ministry of Justice has sought feedback on a draft Trusts Bill, as part of the Government’s move to update the general law governing trusts in New Zealand.20/02/2017 9:47:45 p.m.The Ministry of Justice has sought feedback on a draft Trusts Bill, as part of the Government’s move to update the general law governing trusts in New Zealand 421htmlFalseaspx
Importance of on-going compliance: changes for KiwiSaver annual statement information376918/12/2016 11:00:00 a.m.A Cabinet paper outlining recent policy decisions which will change the information KiwiSaver providers are required to give to investors in their annual statements has been released by the Ministry of Business, Innovation and Employment (MBIE).20/02/2017 9:47:45 p.m.A Cabinet paper outlining recent policy decisions which will change the information KiwiSaver providers are required to give to investors in their annual statements has been 1452htmlFalseaspx
Redundant reporting requirement to be removed10415/12/2016 11:00:00 a.m.Listed companies will no longer have to advise shareholders in writing each year that the annual report is available online, or in hard copy by request. The requirement to send a section 209 Notice is considered "redundant in the digital age".20/02/2017 9:47:45 p.m.Listed companies will no longer have to advise shareholders in writing each year that the annual report is available online, or in hard copy by request 262htmlFalseaspx
Chapman Tripp Submission on draft 'Guide to the FMA's View of Conduct'34406/12/2016 11:00:00 a.m.Chapman Tripp commends the Financial Markets Authority for producing a Guide on the FMA's view of conduct.20/02/2017 9:47:45 p.m.Chapman Tripp commends the Financial Markets Authority (FMA) for producing a Guide on the FMA's view of conduct The guidance should be welcomed by regulated issuers and financial 165htmlFalseaspx
Chapman Tripp submission on Takeovers Panel33821/12/2016 11:00:00 a.m.Chapman Tripp supports the Takeovers Panel efforts to simplify the application of the Takeovers Code for small companies.20/02/2017 9:47:45 p.m.Chapman Tripp supports the Takeovers Panel efforts to simplify the application of the Takeovers Code for small companies – we suggest those with less than $25m total assets 175htmlFalseaspx