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2014 Financial Markets Conduct Act - Fund Managers



Join us for our next HotHouse where we will continue our series on key matters arising under the FMCA. The next session will focus on FMCA matters for Managed Investment Schemes, DIMS and Custodians, including;

  • A practical guide on what you will need to do to obtain a MIS manager and DIMS provider licence
  • Some key implications in the FMCA and certain other law reforms for MIS managers and DIMS providers
  • The implications of the new FAA amendments and custodian regulations for DIMS providers and custodians
  • The overlap of consumer law reform with FMCA requirements.

Wellington, Level 17, 10 Customhouse Quay
Date:Wednesday, 14 May 2014
Time: 12:30 p.m.- 2:00 p.m.
Details: Presenters: Bradley Kidd & Mike Woodbury

Auckland, Level 35, 23 Albert Street
Date:Thursday, 15 May 2014
Time: 12:30 p.m.- 2:00 p.m.
Details: Presenters: Tim Williams & Penny Sheerin

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