Auckland 4 August, Wellington 11 August
The scope of the Financial Advisers Act and the Financial Service Providers (Registration and Dispute Resolution) Act is now essentially finalised, following the passing of amending Bills into law last month. Substantial last-minute changes addressed many of the concerns raised on the legislation. Now the shouting is over, it’s time to start acting on implementation.
In addition to summarising the new law, this seminar will cover:
- how the legislation will now affect different businesses, including those that operate in wholesale markets only and those with cross-border operations
- who needs to do what, by when, to comply with the new regime
- the pros and cons of the new group QFE model
- the updated draft Code of Professional Conduct for Authorised Financial Advisers, and
- the dispute resolution scheme arrangements.
Presenters
Auckland- Tim Williams and Penny Sheerin
Wellington - Frank McLaughlin and Bradley Kidd
Auckland
Level 35, 23 Albert Street
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Date: |
Wednesday 4 August 2010 |
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Time: |
Light lunch 12.30pm
Seminar 1.00-2.00pm |
Wellington
Level 17, 10 Customhouse Quay
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Date: |
Wednesday 11 August 2010 |
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Time: |
Light lunch 12.30pm
Seminar 1.00-2.00pm |