NZX Listed Issuer Resources

​Chapman Tripp has compiled links to the NZX Listing Rules, Guidance Notes and Practice Notes, as well as other relevant materials for NZX Listed Issuers, for your ease of reference.

​Part A: NZX Listing Rules
NZX Listing Rules (1 January 2020)
​Part B: Appendices to the NZX Listing Rules
Appendix 1: NZX Corporate Governance Code (1 January 2020)
Appendix 2: Results Announcement (1 January 2020)
Appendix 3: Takeover Provisions (1 January 2020)
Appendix 4: Mining Issuer Disclosure (1 January 2020)
​Part C: Guidance Notes
Approval of Appraisers (1 January 2019)
Backdoor and Reverse Listings (1 January 2019)
Continuous Disclosure (1 January 2019)
Diversity Policies and Disclosure (1 January 2019)
Governance (1 January 2019)
Issuer Engagement (1 January 2019)
Major and Related Party Transactions (1 January 2019)
NZX ESG Guidance (1 January 2019)
Spread (1 January 2019)
Trading Halts and Suspensions (1 January 2019)
​Part D: Practice Notes
Accelerated Entitlement Offers (1 January 2019)
Administrative Announcements (1 January 2019)
Announcements for Convertible Securities (1 January 2019)
Application for Quotation (1 January 2019)
Change of Balance Date (1 January 2019)
Changes to Indices (1 January 2019)
Changing or Replacing Bonds (1 January 2019)
Delisting (1 January 2019)
Effective Announcements (1 January 2019)
Foreign Exempt Issuers (1 January 2019)
Listing and Quotation of Debt Securities (1 January 2019)
Listing and Quotation of Fund Securities (1 January 2019)
Listing and Quotation of New Equity Securities (1 January 2019)
Listing Wholesale Debt (1 January 2019)
Notice of Meeting (1 January 2019)
Notifying Changes in Securities (1 January 2019)
Providing Information Required by Legislation (1 January 2019)
QFP Exemption (1 January 2019)
Rights Issue Requirements and Timetable (1 January 2019)
Redemption of Debt Securities (1 January 2019)
Shareholder Meeting Results (1 January 2019)
Trading Halts (1 January 2019)
Using Announcement Types (22 January 2019)
​Part E: Class Waivers and Rulings
Class Ruling on NZX Listing Rules 2.13.3 - Audit Committee (14 May 2019)
Ruling on NZX Listing Rule 7.1 - Notices of Meeting (11 February 2019)
Class waiver and ruling for NZAX and NXT Market Migration (19 November 2018)
Class waiver and ruling for NZX Main Board and Debt Market Transition (19 November 2018)
Class waiver for NZX Listing Rules 4.14.1(a) - On-Market Buybacks (29 July 2019)
Class Ruling on NZX Listing Rule 4.11.1(e) - Issue of Discounted Equity Securities (5 July 2019)
Class waiver and ruling in relation to Rule 4.1 and 4.4 - ANREO (26 March 2020)
Class waiver for Periodic Reporting Requirements (3 April 2020)
Class waiver for Equity Capital Raising Requirements (19 March 2020)
​Part F: Templates
Instructions for Templates (8 May 2019)
Template - Application for Trading Halt (NZX Issuer) (8 May 2019)
Template - Application for Trading Halt (NZX & ASX Dual Listed Issuer) (8 May 2019)
Template - Announcement of Shareholder Meeting results (Rule 3.19.1) (8 May 2019)
Template - Capital Change Notice (Rule 3.13.1) (17 October 2019)
Template - Corporate Action Notice (Rule 3.14.1) (17 October 2019)
Template - Distribution Notice (Rule 3.14.1) (18 December 2019)
Template - Financial Results Announcement - Debt only (Rule 3.5) (17 October 2019)
Template - Financial Results Announcement - Equity only or Equity and Debt (Rule 3.5) (17 October 2019)
Directors and Senior Managers - Initial Disclosure Notice
Directors and Senior Managers - Ongoing Disclosure Notice
​Part G: Other useful materials
COVID-19 and continuous disclosure (8 April 2020)
NZSA - Framework for Reporting of CEO Remuneration in New Zealand Companies
NZFMA – Master ECM Terms (23 March 2020)
NZ Corporate Governance Forum - Guidelines (July 2015)
MAP Data Guide (January 2019)
MAP User Guide (January 2019)