Natan Karon

Natan Karon

Senior Solicitor, Wellington

Financial services regulation

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T:+64 4 498 4983

E:natan.karon@chapmantripp.com

Qualifications

LLB (Hons), BA (Econ), University of Auckland

Admitted

2010, New Zealand

​Natan is a corporate lawyer specialising in financial services compliance and regulatory issues.

He is actively involved in advising clients including banks, fund managers and the trustees of corporate superannuation schemes and restricted KiwiSaver schemes on the Financial Markets Conduct Act (FMCA) and its implications for their businesses.

Natan has experience advising on the full range of legislation affecting financial service providers, including the FMCA, Superannuation Schemes Act, Anti-Money Laundering and Countering Financing of Terrorism Act, Financial Advisers Act and Financial Service Providers (Registration and Dispute Resolution) Act.

Recent experience

Natan has advised:

  • clients on the FMCA and associated regulations and guidance, including advice to bank and fund manager clients on reliance on exclusions from that regime
  • domestic and overseas banks, fund managers and corporates on the compliance requirements of various investment products, under the FMCA and associated legislation
  • on the impact of the financial adviser, financial service provider and anti-money laundering laws, and
  • on the offer of overseas financial products to New Zealand wholesale and retail investors.
Financial services regulation; Funds, KiwiSaver & superannuation

Services

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Sectors

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