Chapman Tripp submission on the draft Code of Professional Conduct for Authorised Financial Advisers

This submission reflects the views of the following specialists in our financial sector regulation team: Tim Williams, Frank McLaughlin, Roger Wallis, Mike Woodbury, Bradley Kidd, Penny Sheerin, Emma Harding and Pippa Tasker.

Please click on the link below to view.

Chapman Tripp submission on the draft Code of Professional Conduct for Authorised Financial Advisers.pdf Print this article Download free Acrobat Reader here

Related topics: Financial services regulation; Finance

Finance; Funds, KiwiSaver & superannuation; Financial services regulation

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