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Company and Securities Law Compendium 2019441922/07/2019 11:57:30 p.m.22/07/2019 11:57:30 p.m.Financial Markets Conduct (Financial Statements for Schemes Consisting Only of Separate Financial Markets Conduct (Market Index) Exemption Notice 2018 STS_ListItem_850329260https://www.chapmantripp.comhtmlFalseaspxhttp://internet.dmzsps16.ctdmz.co.nz{8F004287-1965-4C08-BA24-40A22D594A76}~sitecollection/_catalogs/masterpage/ChapmanTripp/Display Templates/Search/Item_ChapmanTripp_WebPage.js39;1639
FMA financial markets confidence survey results promising3590The Financial Markets Authority survey released today showing increased public confidence in New Zealand’s financial markets is good news and suggests that the substantial legislative reforms of the past several years are making a mark.22/07/2019 11:57:30 p.m.22/07/2019 11:57:30 p.m.draft disclosure regulations under the Financial Markets Conduct Act (FMCA) for the core financial products – including equity and debt offerings The key offer document under the STS_ListItem_8501363110https://www.chapmantripp.comhtmlFalseaspxhttp://internet.dmzsps16.ctdmz.co.nz{665AFB34-F31B-4A50-ACF0-8DED2A3569E5}~sitecollection/_catalogs/masterpage/ChapmanTripp/Display Templates/Search/Item_ChapmanTripp_WebPage.js39;1639
Financial markets licensing – much more than just box ticking2746If you want a say on the new licensing requirements under the Financial Markets Conduct Act (FMCA) regime, the time to move is now. The Financial Markets Authority has released consultation papers relating to the six licence categories with submissions du22/07/2019 11:57:30 p.m.22/07/2019 11:57:30 p.m.Share Follow Financial-markets-licensing-much-more-than-just-box-ticking Related topics: Financial Markets Conduct legislation; Financial services regulation STS_ListItem_8502037450https://www.chapmantripp.comhtmlFalseaspxhttp://internet.dmzsps16.ctdmz.co.nz{9513059E-E0F2-40F9-83EC-129F95C1110E}~sitecollection/_catalogs/masterpage/ChapmanTripp/Display Templates/Search/Item_ChapmanTripp_ArticlePage.js44;39;1644
Crime and punishment in the draft Financial Markets Conduct Bill2562A key objective of both the establishment of the Financial Markets Authority (FMA) and the general review of securities law is to persuade retail investors that they can have confidence in the regulatory framework and that misconduct will be punished. The22/07/2019 11:57:30 p.m.22/07/2019 11:57:30 p.m.Share Follow Crime-and-punishment-in-the-draft-Financial-Markets-Conduct-Bill The draft Financial Markets Conduct Bill (the draft Bill) creates an enforcement system STS_ListItem_8505718970https://www.chapmantripp.comhtmlFalseaspxhttp://internet.dmzsps16.ctdmz.co.nz{75C62CF4-07E1-400B-82AC-50384F354CF4}~sitecollection/_catalogs/masterpage/ChapmanTripp/Display Templates/Search/Item_ChapmanTripp_ArticlePage.js44;39;1644
A navigational guide to the Financial Markets Conduct Act2157This Brief Counsel provides an overview of the key components of the Financial Markets Conduct Act and assists you to navigate the detail. 22/07/2019 11:57:30 p.m.22/07/2019 11:57:30 p.m.overview of the key components of the Financial Markets Conduct Act (Act) and assists you to navigate Part 1 defines the key term financial product as comprising a STS_ListItem_8502318480https://www.chapmantripp.comhtmlFalseaspxhttp://internet.dmzsps16.ctdmz.co.nz{4302684D-E54E-4124-9EB1-009D25752538}~sitecollection/_catalogs/masterpage/ChapmanTripp/Display Templates/Search/Item_ChapmanTripp_ArticlePage.js44;39;1644
First phase financial markets conduct regulations2603Draft regulations covering the implementation of phase one of the Financial Markets Conduct Act and the new disclosure requirements have been released by the Ministry of Business Innovation and Employment (MBIE) for consultation. Submissions close on 5 De22/07/2019 11:57:30 p.m.22/07/2019 11:57:30 p.m.Related topics: Financial Markets Conduct legislation; Securities law reform A navigational guide to the Financial Markets Conduct Act; Financial market reforms – locked and loaded STS_ListItem_8502155360https://www.chapmantripp.comhtmlFalseaspxhttp://internet.dmzsps16.ctdmz.co.nz{745D9F4E-0551-4B83-AE58-D0CDCA4ACB1C}~sitecollection/_catalogs/masterpage/ChapmanTripp/Display Templates/Search/Item_ChapmanTripp_ArticlePage.js44;39;1644
Epic Financial Markets Conduct Bill passed2731The epic Financial Markets Conduct Bill has now been passed and represents a significant achievement for all involved – Minister Craig Foss, former Minister Simon Power, Select Committee members, officials, and those from the private sector who have commi22/07/2019 11:57:30 p.m.22/07/2019 11:57:30 p.m.The Financial Markets Conduct Bill has now been passed and represents a significant to the Purpose Statement, is “to promote innovation and flexibility in financial markets STS_ListItem_8504288550https://www.chapmantripp.comhtmlFalseaspxhttp://internet.dmzsps16.ctdmz.co.nz{2C2C1383-CCC4-4CB4-A3C2-746E52797B49}~sitecollection/_catalogs/masterpage/ChapmanTripp/Display Templates/Search/Item_ChapmanTripp_ArticlePage.js44;39;1644
Chapman Tripp submission on Financial Markets Conduct Bill2356Chapman Tripp has made detailed submissions on the Financial Markets Conduct Bill. 22/07/2019 11:57:30 p.m.22/07/2019 11:57:30 p.m.Share Follow Chapman-Tripp-submission-on-Financial-Markets-Conduct-Bill Tripp has made detailed submissions on the Financial Markets Conduct Bill Please click on the link below STS_ListItem_8502071430https://www.chapmantripp.comhtmlFalseaspxhttp://internet.dmzsps16.ctdmz.co.nz{C66B6E6E-A49F-4105-B1BF-77C03A4CE358}~sitecollection/_catalogs/masterpage/ChapmanTripp/Display Templates/Search/Item_ChapmanTripp_ArticlePage.js44;39;1644
New Zealand Equity Capital Markets – 2016 trends and insights2986IPO activity in New Zealand dropped back in 2015 after two extraordinary years. Despite some doom and gloom headlines about recent market turbulence, secondary capital raising and trading activity on the NZX was strong, with a 20.1% year-on-year increase 22/07/2019 11:57:30 p.m.22/07/2019 11:57:30 p.m.through use of the increased scope provided by the Financial Markets Conduct Act (FMCA a possibility created by the FMCA and encouraged by the Financial Markets Authority (FMA STS_ListItem_8501988250https://www.chapmantripp.comhtmlFalseaspxhttp://internet.dmzsps16.ctdmz.co.nz{70121E7E-1F3C-477D-B7A9-91717AD83C7B}~sitecollection/_catalogs/masterpage/ChapmanTripp/Display Templates/Search/Item_ChapmanTripp_ArticlePage.js44;39;1644
Tougher financial markets regime from 1 May3169The regulatory waters will lap higher and colder from 1 May when the new Financial Markets Authority (FMA) is established and related legislative reforms affecting the operation of capital markets commence. This Brief Counsel provides a quick overview of 22/07/2019 11:57:30 p.m.22/07/2019 11:57:30 p.m.from 1 May when the new Financial Markets Authority (FMA) is established and related legislative reforms affecting the operation of capital markets commence No time is set for when STS_ListItem_8502088360https://www.chapmantripp.comhtmlFalseaspxhttp://internet.dmzsps16.ctdmz.co.nz{A2B94A01-BA95-45CF-AE36-044C7C6F5E22}~sitecollection/_catalogs/masterpage/ChapmanTripp/Display Templates/Search/Item_ChapmanTripp_ArticlePage.js44;39;1644

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